Investors can recoup stock market losses caused by their financial advisor’s negligence, unsuitable recommendations, or breach of fiduciary duty.  Other grounds for recovery also exist.  We assess your situation and identify whether grounds for recovery exist.  If so, we will handle your investor claim professionally and effectively with the goal of resolving the claim in your favor.  



Stocks Mutual Funds Bonds & Notes
Annuities Private Placements Options
IRAs Hedge Funds Coins & Other


Aren’t my investment losses my fault? 

Often not. Stock brokers, financial planners and investment advisors have legal duties to recommend only suitable investments and investment strategies that are consistent with a client’s investment objectives . . .

Am I a victim of broker misconduct?

Merely losing money in an investment account does not entitle one to a refund, and most investors understand there is some risk when they place their money with a stockbroker or investment advisor. However, when investor losses result from misrepresentations, fraud, . . .

Do I have to sue the investment firm or my broker?

Probably not. Documents that investors sign when establishing the relationship or opening an account usually have an arbitration clause, which means that investment loss claims will not go through the court system. Arbitration is a dispute resolution process, which is an alternative to . . .



When J. retired from Boeing he rolled his VIP account into a brokerage firm’s IRA. The broker minimized the risk of the portfolio he recommended. As a result, we lost a lot of money. Richard helped us recover it
– M.S. Seattle, WA

Richard helped me recover all the money lost due to my financial planner’s negligence.  Call Richard  - Terry W. Gig Harbor, WA

Attorney Richard Brady focuses on securities litigation and arbitration.  He has represented investors from all walks of life, including dot com executives, retired teachers, physicians and even other attorneys. 

From our office near the water in Tacoma, Washington, Brady Law Firm PLLC serves investors throughout the Pacific Northwest, including Seattle, Spokane, Boise, Portland and points in between.  In fact, we work with clients from around the country. Call us - Initial consultations are always free. 


This website is for informational purposes. The information you find here is general in nature and is not, nor is it intended to be, legal advice. Your use of this information does not create an attorney/client relationship. Copyright © 2014 Brady Law Firm, PLLC. All rights reserved. You may reproduce materials available at this site for your own personal use and for non-commercial distribution.

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